Redstone Commodity Search  /  Vacancies  /  Head of Compliance, London
 

Head of Compliance, London

Job Reference: RS0404B
 

Job Title: Head of Compliance, London

Location: Europe

Product: Shipping

Role: Other

Redstone Commodity Search focus on offering 360° search solutions to the global commodities markets. With a competitive coverage of Trading Houses, Producers, Majors, Utilities, Merchants, Hedge Funds, Investment Banks and Brokerages; Redstone Commodity Search can confidently offer you an edge in today’s volatile market.

Redstone Commodity Search are working with an International brokers looking for an experienced legal and compliance Head

Key Responsibilities / Tasks

  • Manage and provide relevant compliance documentation for the groups international offices and affiliates of the core business
  • Responsible for providing legal advice and assisting in dealing with compliance issues related to the shipping / dry bulk / Freight markets
  • Manage the company’s compliance monitoring system also to overlook the development and implementation.
  • Be able to use your extensive knowledge of legal and compliance to advise / teach and train team members within international offices,
  • Liaise with regulatory authorities when necessary as well as investor relations and finance teams

Key Qualifications / Experience

  • At least 3-5 years’ experience within a brokerage or MiFiD investment firm
  • Prior experience in a compliance or legal role with true understanding of the various procedures undertaken within role, Holders of CF10 and CF11 positions
  • Ability to provide draft policies and procedures in line with the client’s regulations and business needs.
  • Previous experience working with various agency’s CFTC/NFA or MAS would be highly advantages.
  • Located in London or happy to relocate

If you match the job description and are keen on applying for this role; please send us a copy of your resume/cover letter to mark@redstonesearch.com or submit your application through the Vacancy Form.